Professional Memberships and Licenses

Various professional associations and societies require that members achieve, and then maintain, certain standards for membership. These may include:

• Educational credentials,
• Years of experience,
• Client references,
• Continuing education requirements, and
• High ethical standards.

The following associates have met and maintain the standards for membership in the following professional associations, or licensure by the following governmental agencies:

Hank Brock – Since 1979

Utah Division of Professional Licensing
_{Certified Public Accountant License – State Board of Accountancy.}

Society of Financial Services Professionals
_{Requires highest educational requirements in industry, and provides most sophisticated educational offerings. Founded 1927.}

National Association of Insurance and Financial Advisors (NAIFA)
_{Largest industry association provides the most educational forums and performs greatest legislative oversight/monitoring. Founded 1931.}

Utah Department of Insurance
_{Life and Health Insurance License.}

Danny Brock – Since 2004

Certified Retirement Financial Advisor
_{Credential focused exclusively on the management of retiree financial assets.}

Utah State Division of Securities
_{Registered Investment Advisor}

Utah Department of Insurance
_{Life and Health Insurance License.}

National Association of Insurance and Financial Advisors (NAIFA)
_{Largest industry association provides the most educational forums and performs greatest legislative oversight/monitoring. Founded 1931.}

Larry Brock – Since 2004

Utah State Division of Securities
_{Registered Investment Advisor}

Utah Department of Insurance
_{Life and Health Insurance License.}

National Association of Insurance and Financial Advisors (NAIFA)
_{Largest industry association provides the most educational forums and performs greatest legislative oversight/monitoring. Founded 1931.}

Scott Slater – Since 2007

Utah State Division of Securities
_{Registered Investment Advisor}

Utah Department of Insurance
_{Life and Health Insurance License.}

National Association of Insurance and Financial Advisors (NAIFA)
_{Largest industry association provides the most educational forums and performs greatest legislative oversight/monitoring. Founded 1931.}